Compliance requests the North Carolina Report every quarter. They are unable to generate it so they send in a request asking us to. Below is how to do that.


Locate the report to generate following the path: Pipeline Tab > Compliance Service > Generate North Carolina Compliance Report


Typically, the report is requested to be limited to the following folders:

Adverse 2021

Adverse Action Employee

Broker Loans

Closed 2021

Closed Broker

Closed Employee

Employee Loans

Loans in Secondary

My Pipeline


Note: The report will generate to files. After generating send both to the Compliance user that requested the report.